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Apply to be listed

Apply to list your service

The company's annual revenue is:*

You will be required to provide evidence of the company’s annual revenue during the application.

Company Representative Contact Details

Company representative contact details will not be displayed as part of the Directory and will only be used by the Department of Economic Development, Jobs, Transport and Resources representatives to contact you regarding your application.

Company Information

Companies with multiple entities: If the application is for the parent company, it is the parent company that will be assessed and (if approved) displayed on the directory. If the application is for a subsidiary company, it is the subsidiary that will be assessed and (if approved) displayed on the directory. This cannot be changed after the application has been submitted.

Company Information to be displayed on the Directory

If your application is approved, the information provided in this section will be listed publically in the Significant Investor Services Directory. Apart from the contact details, this information cannot be edited or changed after submission. Please ensure that it has been reviewed internally before submitting.

To reduce the risk of spam, email addresses will not be visible on your listing. Directory users will be able to contact the business via an online enquiry form.

http://

Enter your website address without 'http://', e.g. www.website.com.au

http://

If your company has information for significant investors on its website, please include the link here. For example: www.website.com.au/significantinvestors

Service Offering

Select one or more Service Offerings that the business offers Significant Investors*

The service offerings cannot be changed after submission. Please ensure that these options have been reviewed before submitting.

Business Overview

The overview should only refer to the service offering(s) you have selected

Business Capability

Please respond to the questions below for each Service Offering selected.

Financial Services – Financial Planning

  • Background in financial planning
  • Knowledge and experience with high net worth clients
  • Understanding of the key requirements of the Significant Investor visa program
  • Skills and qualifications
  • Languages other than English (business fluency)
  • Facilities in Victoria including staff.

Financial Services – Fund Management

  • Background in fund management
  • Knowledge and experience with high net worth clients
  • Understanding of the key requirements of the Significant Investor visa program
  • Skills and qualifications
  • Languages other than English (business fluency)
  • Facilities in Victoria including staff.

Financial Services – Investment Banking

  • Background in investment banking
  • Knowledge and experience with high net worth clients
  • Understanding of the key requirements of the Significant Investor visa program
  • Skills and qualifications
  • Languages other than English (business fluency)
  • Facilities in Victoria including staff.

Financial Services – Wealth Management

  • Background in wealth management
  • Knowledge and experience with high net worth clients
  • Understanding of the key requirements of the Significant Investor visa program
  • Skills and qualifications
  • Languages other than English (business fluency)
  • Facilities in Victoria including staff.

Professional Services – Accounting and Consulting

  • Background in accounting and consulting
  • Knowledge and experience with high net worth clients
  • Understanding of the key requirements of the Significant Investor visa program
  • Skills and qualifications
  • Languages other than English (business fluency)
  • Facilities in Victoria including staff.

Professional Services – Private Company Investment Advice

  • Background in private company investment advice
  • Knowledge and experience with high net worth clients
  • Understanding of the key requirements of the Significant Investor visa program
  • Skills and qualifications
  • Languages other than English (business fluency)
  • Facilities in Victoria including staff.

Professional Services – Legal

  • Background legal advice
  • Knowledge and experience with high net worth clients
  • Understanding of the key requirements of the Significant Investor visa program
  • Skills and qualifications
  • Languages other than English (business fluency)
  • Facilities in Victoria including staff.

Professional Services – Communications

  • Background in communications
  • Knowledge and experience with high net worth clients
  • Understanding of the key requirements of the Significant Investor visa program
  • Skills and qualifications
  • Languages other than English (business fluency)
  • Facilities in Victoria including staff.

Commercial

After you have completed the application form, you will be prompted to upload copies of the last two years’ audited copies of the company’s Annual Accounts (including notes). These will be treated with strict confidentiality. Or, in the case of a publicly listed company, attach a web link to the Annual Reports.

In addition, please answer the following questions and provide further information if prompted.

(a) Are there any significant events, matters or circumstances which have arisen since the end of the last financial
year which may significantly affect the operations of the applicant?*

(b) Are there any mergers/acquisitions either recent (within the past 12 months) or which are imminent?*

(c) Are there any proceedings, either actual or threatened, against the applicant, its parent or associated entities
or any director of the applicant, its parent or associated entities or have there been any such proceedings within
the past five years?

If so, what (if any) remedial action has been taken in respect of such proceedings?*

(d) Are there any bankruptcy actions against a director of the applicant, its parent or associated entities, or has
there been within the past five years?*

(e) Are there any de-registration actions against the applicant, its parent or associated entities on foot, or
have there been any within the past five years?*

(f) Are there any insolvency proceedings, actual or threatened (including voluntary administration, application to
wind up, or other like action) against the applicant, its parent or associated entities on foot, or have there been any
within the past five years?*

(g) Is the applicant, its parent or associated entities currently in default of any agreement, contract, order or
award that would or would be likely to adversely affect the financial capacity of the applicant to provide the
service or investment options contemplated by this Directory?*

(h) Are there any other factors which could adversely impact on the financial ability of the applicant to successfully
perform the obligations contemplated by this Directory?*

(i) Is the applicant solvent and able to meet its debts as and when they fall due in the normal course of business?*

Licences and Practicing Certificates

Please provide details including reference numbers of all relevant licenses and/or practicing certificates maintained by the applicant. Complete the information below where appropriate.


Expiry date

Expiry date

Expiry date

Expiry date

Expiry date

Expiry date

Expiry date

References

Please provide at least two references – where more than one Service option is nominated, at least one reference for each Service offering.

Referee 1

Referee 2

Referee 3

Referee 4

Referee 5

Referee 6

Referee 7

Quality Standards

The following questions will be used to determine your approach to ensuring the service(s) you offer are of an acceptable industry standard and maintained to that standard.

Does your organisation hold membership(s) with appropriate professional bodies?*

Has your organisation or any of your Directors been subject to an ASIC investigation?*


Has your organisation or any of your Directors been subject to an APRA investigation?*


Does your organisation subscribe to a Code of Conduct though your professional body?*
Does your organisation have a certified Quality Management System?*
Do you have a customer service plan?*


Material Disclosure




  • Bankruptcy events
  • Judgements in the last two years
  • Any post judgement actions in the last two years

Insurance

After you have completed the application form, you will be prompted to upload copies of the certificates of currency for the company's professional indemnity insurance policy and worker's compensation insurance policy (for example, WorkSafe).

Consent

Terms of inclusion in Victoria's Significant Investor Services Directory

You declare that the information provided on this Expression of interest for listing a service is true and correct.

By participating in and submitting information to Victoria's Significant Investor Services Directory (the Directory), you acknowledge and consent that the Department of Economic Development, Jobs, Transport and Resources (the Department) may publish, reproduce and make available to the public, the Victorian Government and/or any business associate, the information provided for any purposes connected with the Directory.

Such use may extend to and include:
  • 1. Use of the information in any printed material, brochure or document relating to the Directory;
  • 2. Use of the information on the Live In Victoria website (www.liveinvictoria.vic.gov.au); and
  • 3. Use of the information on the Department’s corporate website or otherwise on any related websites.

You further acknowledge that inclusion in the Directory is subject to the Department's approval and at the discretion of the Department. The Department also reserves the right to edit, in its sole discretion, the information you provide before publication of the Directory. The Department reserves the right, in its sole discretion, to remove information or an entire service listing from the Directory at any time.

You acknowledge that inclusion in the Directory does not guarantee that work will be generated for any organisation or person listed.

You agree to advise the Department immediately if there is any material change to your business that may affect the eligibility of your business to be listed on the Directory.

You agree to abide by any Code of Conduct or Professional standards applicable to your sector, industry or association.

You agree to act in good faith and in the best interests of the Victorian Government state nomination process.

You agree to ensure that the investment products provided by your business are compliant with any regulatory requirements under Australian law.

The information contained in this Directory is provided for general information purposes only. The Victorian Government does not endorse or recommend any organisation or person listed or referred to in the Directory and gives no representation or warranty (express or implied) as to their services, standards or status. Inclusion of details for an organisation or person in the Directory does not imply or indicate that they have sponsorship, endorsement, approval of or affiliation with the Victorian Government and therefore must not promote any such association.

The information contained in this Directory is provided for general information purposes only. The Victorian Government does not endorse or recommend any organisation or person listed or referred to in the Directory and gives no representation or warranty (express or implied) as to their services, standards or status.

Inclusion of details for an organisation or person in the Directory does not imply or indicate that they have sponsorship, endorsement, approval of, or affiliation with, the Victorian Government and therefore must not promote any such association.

The Department will take steps to ensure the information in the Directory is accurate. However, the Victorian Government makes no representation, warranty or claim of any kind, express or implied, about the completeness, accuracy, reliability or suitability, of the information.

Privacy Statement

In completing this form, you are providing the Victorian Government with personal information such as your name, contact details, position title, licensing information and / or practicing certificates and details related to specific staff members. Your personal information is being collected so the Department can contact you when assessing the eligibility of your business, for inclusion in the Victorian Significant Investor Services Directory.

The terms and conditions you are consenting to describe the way in which the Department will use and share your personal information. In otherwise collecting, using, sharing and storing your personal information, the Department will manage it in accordance with the Information Privacy Principles in the Privacy and Data Protection Act 2014. If the purpose for which we have collected your information or the use we intend to put your personal information deviates from the usage and sharing described in the terms and conditions, the Department will contact you on the details given to seek your consent to the extended use of your personal information. For more information on how the Department manages your personal information and on how to access your personal information, go to the LiveInVictoria website.