Commercial

After you have completed the application form, you will be prompted to upload copies of the last two years’ audited copies of the company’s Annual Accounts (including notes). These will be treated with strict confidentiality. Or, in the case of a publicly listed company, attach a web link to the Annual Reports.

In addition, please answer the following questions and provide further information if prompted.

(a) Are there any significant events, matters or circumstances which have arisen since the end of the last financial
year which may significantly affect the operations of the applicant?*

(b) Are there any mergers/acquisitions either recent (within the past 12 months) or which are imminent?*

(c) Are there any proceedings, either actual or threatened, against the applicant, its parent or associated entities
or any director of the applicant, its parent or associated entities or have there been any such proceedings within
the past five years?

If so, what (if any) remedial action has been taken in respect of such proceedings?*

(d) Are there any bankruptcy actions against a director of the applicant, its parent or associated entities, or has
there been within the past five years?*

(e) Are there any de-registration actions against the applicant, its parent or associated entities on foot, or
have there been any within the past five years?*

(f) Are there any insolvency proceedings, actual or threatened (including voluntary administration, application to
wind up, or other like action) against the applicant, its parent or associated entities on foot, or have there been any
within the past five years?*

(g) Is the applicant, its parent or associated entities currently in default of any agreement, contract, order or
award that would or would be likely to adversely affect the financial capacity of the applicant to provide the
service or investment options contemplated by this Directory?*

(h) Are there any other factors which could adversely impact on the financial ability of the applicant to successfully
perform the obligations contemplated by this Directory?*

(i) Is the applicant solvent and able to meet its debts as and when they fall due in the normal course of business?*